Is Swissquote regulated? Licences and regulators (2026)
Advertiser disclosure: some links on this page may be affiliate links, meaning BrokerCatalogue may earn a commission if you open an account. This never affects the data shown here, which is drawn from our catalogue and compared mechanically. How we make money.
Data refreshed 25 Aug 2026 · Compiled by David Ispiryan
Yes. Swissquote is regulated by 4 authorities: CSSF (Luxembourg), DFSA (Dubai (DIFC)), FCA (United Kingdom) and FINMA (Switzerland). 3 of these are tier-1 (major) regulators.
Swissquote licences and regulators
| Regulator | Jurisdiction | Tier |
|---|---|---|
| CSSF | Luxembourg | Tier 1 (major) |
| DFSA | Dubai (DIFC) | Tier 2 (established) |
| FCA | United Kingdom | Tier 1 (major) |
| FINMA | Switzerland | Tier 1 (major) |
What the tiers mean
Tier 1 covers major regulators with strict capital, segregation and conduct rules (for example FCA, ASIC, CFTC/NFA, BaFin, FINMA). Tier 2 covers established regulators with solid frameworks (for example CySEC, FSCA, DFSA). Tier 3 covers offshore or registration-only regimes with lighter oversight. The tiering is our editorial classification; it is not a statement by any regulator.
Before depositing, check the licence number on the regulator's public register and confirm which Swissquote entity will hold your account — protections such as negative balance protection and compensation schemes depend on the entity, not the brand.
Common questions
Is Swissquote regulated by the FCA?
Yes — Swissquote is licensed by the FCA (United Kingdom).
Is Swissquote regulated by ASIC?
No — Swissquote is not licensed by ASIC according to our catalogue. Its licences are: CSSF, DFSA, FCA, FINMA.
Is Swissquote regulated by CySEC?
No — Swissquote is not licensed by CySEC according to our catalogue. Its licences are: CSSF, DFSA, FCA, FINMA.
Is Swissquote an offshore broker?
No. Swissquote holds at least one tier-1 licence, so it is not an offshore-only broker, although it may also operate offshore entities for some regions.
Compare Swissquote
Risk warning: CFDs and forex are complex, leveraged instruments and carry a high risk of losing money rapidly. A majority of retail investor accounts lose money when trading CFDs. Nothing on this page is financial advice; verify licence status on the regulator's register before depositing. Full risk disclosure.